Li Kuen Tan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Kuen Tan, a licensed former licensee with CE reference BBJ196. This person has 11.2 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital International, Inc. | Rep | Type 1 - Dealing in securities | 2013-06-03 | 2024-08-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Li Kuen Tan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.