Lap Bond James Lo
盧立邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lap Bond James Lo (盧立邦), a licensed former licensee with CE reference BBJ189. This person has 5.7 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LCA Solutions Limited | Rep | Type 1 - Dealing in securities | 2023-03-14 | 2023-09-01 |
| LCA Solutions Limited | Rep | Type 4 - Advising on securities | 2023-03-14 | 2023-09-01 |
| LCA Solutions Limited | Rep | Type 9 - Asset management | 2023-03-14 | 2023-09-01 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 9 - Asset management | 2022-09-27 | 2023-02-17 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-12-10 | 2023-02-17 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-10-31 | 2023-02-17 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-10-31 | 2023-02-17 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2019-10-31 | 2023-02-17 |
| GMO-Z.com Forex HK Limited 技慕環球通金融(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2013-06-03 | 2015-05-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lap Bond James Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.