William David Macdonald Allen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William David Macdonald Allen, a licensed former licensee with CE reference BBH972. This person has 7.3 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-05 | 2022-12-15 |
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
Rep | Type 4 - Advising on securities | 2021-08-05 | 2022-12-15 |
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-08-05 | 2022-12-15 |
| BestEx Asia Limited | Rep | Type 1 - Dealing in securities | 2019-06-14 | 2020-07-22 |
| Qantex Capital Markets Limited | Rep | Type 1 - Dealing in securities | 2017-11-17 | 2018-08-21 |
| Qantex Capital Markets Limited | Rep | Type 2 - Dealing in futures contracts | 2017-11-17 | 2018-08-21 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2015-07-30 | 2017-09-22 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-09-06 | 2017-09-22 |
| St. James's Place (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-06-21 | 2013-06-21 |
| St. James's Place (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2013-06-21 | 2013-06-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as William David Macdonald Allen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.