Tsz Kin Ng
吳梓健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Kin Ng (吳梓健), a licensed former licensee with CE reference BBF141. This person has 6.5 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Corrington Securities & Investment Limited 哥連頓證券投資有限公司 |
RO | Type 1 - Dealing in securities | 2016-12-13 | 2020-12-31 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-04-28 | 2015-12-01 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-04-28 | 2015-12-01 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 9 - Asset management | 2015-04-28 | 2015-12-01 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-01-26 | 2015-04-10 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 - Dealing in securities | 2013-05-27 | 2015-01-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsz Kin Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.