Duan-Yi Yen

顏端儀
CE No. BBE621 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Duan-Yi Yen (顏端儀), a licensed former licensee with CE reference BBE621. This person has 1.0 year of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
Open Securities Limited
開盤證券有限公司
Rep Type 2 - Dealing in futures contracts 2013-06-03 2014-04-30
Open Securities Limited
開盤證券有限公司
Rep Type 1 - Dealing in securities 2013-04-24 2014-04-30

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Duan-Yi Yen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Jung-Hsuan Hsu Open Securities Limited 2013–2014
Ka Man Ng Open Securities Limited 2013–2014
William Moon Biu Chong Open Securities Limited 2013–2014
Margaret Kwai Ping Cheng Open Securities Limited 2013–2014
Ka Leung Chan Open Securities Limited 2013–2014
Cindy Shuk Kwan Lin Open Securities Limited 2013–2014
Kao-Jen Liu Open Securities Limited 2013–2014
Chi Fai Wong Open Securities Limited 2013–2014
Yan Keung Yeung Open Securities Limited 2013–2014
Rico Tsz Ming Wong Open Securities Limited 2013–2014
Ka Hei Yau Open Securities Limited 2013–2014
Hua-Lun Huang Open Securities Limited 2013–2014
Wen-Chung Chen Open Securities Limited 2013–2014
Tsao Lung Lai Open Securities Limited 2013–2014
Tzu Kuan Wu Open Securities Limited 2013–2014
Yat Sun Chen Open Securities Limited 2013–2014
Chuan-Huang Tai Open Securities Limited 2013–2014
Irene Pei Yao Chang Open Securities Limited 2013
Pei-Yi Wang Open Securities Limited 2013
Chuangli He Open Securities Limited 2013–2014
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