Kai Yam Lau
劉佳鑫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Yam Lau (劉佳鑫), a licensed former licensee with CE reference BBA472. This person has 6.1 years of SFC licence history. Total licence records on file: 6.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huayu Securities Limited 華裕證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-15 | 2023-05-11 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-20 | 2018-08-07 |
| Gong Ping Futures Limited 公平期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-06-26 | 2017-08-25 |
| Gong Ping Securities Limited 公平證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-05-17 | 2017-08-25 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-12-02 | 2016-12-28 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-03-21 | 2013-05-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Yam Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.