Takaki Nakanishi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Takaki Nakanishi, a licensed former licensee with CE reference BAU421. This person has 9.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2013-12-06 | 2023-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2013-01-29 | 2013-01-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2013-01-29 | 2013-01-30 |