Tommy Siu Tat Kwan
關兆達
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tommy Siu Tat Kwan (關兆達), a licensed former licensee with CE reference BAR660. This person has 4.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-24 | 2018-05-03 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-10-24 | 2018-05-03 |
| Azure Lion International Securities Company Limited 青獅國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-10 | 2016-10-11 |
| Zhonghao International Futures Co., Limited 中豪國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-08-10 | 2016-10-11 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-31 | 2015-09-11 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2013-02-08 | 2015-07-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tommy Siu Tat Kwan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.