Wai Chung Kwong
鄺韋璁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Chung Kwong (鄺韋璁), a licensed Responsible Officer with CE reference BAQ958. Currently licensed at 1 firm(s): Success Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 13.4 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Success Securities Limited 實德證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-01-28 | present |
| Success Asset Management Limited 實德資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-01-28 | 2021-06-29 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-10-11 | 2019-01-28 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-10-11 | 2018-03-31 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-01-14 | 2013-08-01 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-01-14 | 2013-08-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Chung Kwong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.