Dan Chen

陳丹
CE No. BAK390 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dan Chen (陳丹), a licensed former licensee with CE reference BAK390. This person has 0.8 years of SFC licence history. Total licence records on file: 1.

Information

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Licence history

FirmRoleRegulated activityFromTo
Shanxi Securities International Financial Holdings Limited
山證國際金融控股有限公司
Rep Type 2 - Dealing in futures contracts 2012-11-19 2013-09-09

Worked alongside

The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Dan Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Yunlong Zhou Shanxi Securities International Financial Holdings Limited 2012–2013
Yuk Nam Chan Shanxi Securities International Financial Holdings Limited 2012–2013
Tailong Shen Shanxi Securities International Financial Holdings Limited 2012–2013
Yuan Yuan Shanxi Securities International Financial Holdings Limited 2012–2013
Zheng Li Shanxi Securities International Financial Holdings Limited 2012–2013
Ka Yan Lam Shanxi Securities International Financial Holdings Limited 2012–2013
Ivan Siu Lung Fung Shanxi Securities International Financial Holdings Limited 2012–2013
Liangting Huang Shanxi Securities International Financial Holdings Limited 2013
Shing Ho Chong Shanxi Securities International Financial Holdings Limited 2013
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