Li Guo
郭俐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Guo (郭俐), a licensed former licensee with CE reference BAH307. This person has 0.5 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-11-19 | 2013-05-15 |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-11-19 | 2013-05-15 |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-29 | 2013-05-15 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Li Guo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chi Po Ngan | ASA Securities Limited | 2012–2013 |
| Xingxing Wang | ASA Securities Limited | 2012–2013 |
| Chi Ming Ho | ASA Securities Limited | 2012–2013 |
| Alex Yee Yuk Tang | ASA Securities Limited | 2012–2013 |
| Jun Feng | ASA Securities Limited | 2012–2013 |
| Sam Wan Wai Lok | ASA Securities Limited | 2012–2013 |
| Kwok Wai Wong | ASA Securities Limited | 2012–2013 |
| Pak Kin Lau | ASA Securities Limited | 2012–2013 |
| Wan Hung Leung | ASA Securities Limited | 2012–2013 |
| Tat Shing Wan | ASA Securities Limited | 2012–2013 |
| Kam Luen Cheng | ASA Securities Limited | 2012–2013 |
| Yao Jun Li | ASA Securities Limited | 2012–2013 |
| Joseph Gin Ming Kwong | ASA Securities Limited | 2013 |
| Chen Chen | ASA Securities Limited | 2013 |
| Tony Hin Tung Pang | ASA Securities Limited | 2013 |
| Chiu Chan Lok | ASA Securities Limited | 2013 |
| Pak Cheung Yuen | ASA Securities Limited | 2013 |