Chao Chen
陳超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chao Chen (陳超), a licensed former licensee with CE reference BAF523. This person has 2.5 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2012-09-26 | 2015-03-14 |