Emily Yuen Yee Lam
林苑怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Emily Yuen Yee Lam (林苑怡), a licensed former licensee with CE reference BAE332. This person has 3.2 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Swiss-Asia Asset Management (HK) Limited | Rep | Type 4 - Advising on securities | 2015-03-17 | 2017-09-27 |
| Swiss-Asia Asset Management (HK) Limited | Rep | Type 9 - Asset management | 2015-03-17 | 2017-09-27 |
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2012-09-12 | 2013-05-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Emily Yuen Yee Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.