Dong Li
李棟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dong Li (李棟), a licensed former licensee with CE reference BAE317. This person has 8.7 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harvest Global Capital Investments Limited 嘉實國際投資有限公司 |
Rep | Type 1 - Dealing in securities | 2022-04-01 | 2022-07-04 |
| Harvest Global Capital Investments Limited 嘉實國際投資有限公司 |
Rep | Type 4 - Advising on securities | 2022-04-01 | 2022-07-04 |
| Harvest Global Capital Investments Limited 嘉實國際投資有限公司 |
Rep | Type 9 - Asset management | 2022-04-01 | 2022-07-04 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2021-05-26 | 2022-01-31 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-05-26 | 2022-01-31 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-05-26 | 2022-01-31 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2013-12-04 | 2020-12-03 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2012-09-13 | 2013-06-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dong Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.