Nicholas David Paul Smith

CE No. BAD766 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas David Paul Smith, a licensed former licensee with CE reference BAD766. This person has 13.9 years of SFC licence history. Total licence records on file: 1.

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Licence history

FirmRoleRegulated activityFromTo
CLSA Limited
中信里昂證券有限公司		 Rep Type 4 - Advising on securities 2012-09-06 2026-08-07

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