Wai Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Wong (黃瑋), a licensed Responsible Officer with CE reference BAC295. Currently licensed at 1 firm(s): Trade Rise Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.1 years of SFC licence history. Total licence records on file: 22.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Trade Rise Limited 尚貿有限公司 |
RO | Type 1 - Dealing in securities | 2025-04-03 | present |
| Trade Rise Limited 尚貿有限公司 |
RO | Type 4 - Advising on securities | 2025-04-03 | present |
| Trade Rise Limited 尚貿有限公司 |
RO | Type 9 - Asset management | 2025-04-03 | present |
| Realord Asia Pacific Asset Management Limited 偉祿亞太資產管理有限公司 |
RO | Type 9 - Asset management | 2024-01-29 | 2024-12-19 |
| Realord Asia Pacific Asset Management Limited 偉祿亞太資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-08-07 | 2024-01-29 |
| Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-08-07 | 2024-12-19 |
| Realord Asia Pacific Asset Management Limited 偉祿亞太資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-08-07 | 2024-12-19 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-04-17 | 2023-07-03 |
| XinKong International Capital Limited 信控國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2022-10-20 | 2022-11-18 |
| XinKong International Capital Limited 信控國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-04-21 | 2022-10-20 |
| XinKong International Capital Limited 信控國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2020-04-21 | 2022-11-18 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-08-12 | 2023-07-03 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-08-12 | 2020-10-07 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 4 - Advising on securities | 2019-08-12 | 2023-07-03 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-04-02 | 2019-08-12 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-04-02 | 2019-08-12 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-05-23 | 2019-08-12 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-05-23 | 2019-03-07 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-18 | 2017-03-16 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-05-18 | 2017-03-16 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-12 | 2016-04-15 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-10-12 | 2016-04-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.