Ye Cao
曹野
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ye Cao (曹野), a licensed former licensee with CE reference AZY493. This person has 9.5 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CPPIB PE Investments Asia Limited | Rep | Type 1 - Dealing in securities | 2022-03-22 | 2023-08-31 |
| CPPIB Asia Inc. | Rep | Type 1 - Dealing in securities | 2019-08-07 | 2022-03-22 |
| RRJ Management (HK) Limited | Rep | Type 1 - Dealing in securities | 2015-03-10 | 2019-06-20 |
| RRJ Management (HK) Limited | Rep | Type 4 - Advising on securities | 2015-03-10 | 2019-06-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2012-07-30 | 2013-10-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2012-07-30 | 2013-10-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2012-07-30 | 2013-10-01 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2012-07-30 | 2013-10-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2012-07-30 | 2013-10-01 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2012-07-30 | 2013-10-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ye Cao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Phoebe Wai Yee Kwan | RRJ Management (HK) Limited | 2015–2019 |
| Jianguang Zhang | RRJ Management (HK) Limited | 2015–2019 |
| Ting Chen | RRJ Management (HK) Limited | 2015–2019 |
| Pui Yan Christine Chan | RRJ Management (HK) Limited | 2015–2019 |
| Chee Wee Chern | RRJ Management (HK) Limited | 2015–2019 |
| Yan Lam | RRJ Management (HK) Limited | 2015–2019 |
| Xiangge Liu | RRJ Management (HK) Limited | 2015–2019 |
| Tai Chuan Ngo | RRJ Management (HK) Limited | 2015–2019 |
| Tiong Boon Ong | RRJ Management (HK) Limited | 2015–2019 |
| Alex Man-Guy Yeung | RRJ Management (HK) Limited | 2015–2019 |
| Chun Kit Poon | RRJ Management (HK) Limited | 2015–2019 |
| Chi Keung Tong | RRJ Management (HK) Limited | 2015–2019 |
| Xuelu Wu | RRJ Management (HK) Limited | 2015–2018 |
| Agus Tandiono | CPPIB Asia Inc. | 2019–2022 |
| Roy Yong Kim | CPPIB Asia Inc. | 2019–2022 |
| Prakul Kaushiva | CPPIB Asia Inc. | 2019–2022 |
| Sijia Hu | CPPIB Asia Inc. | 2019–2022 |
| Sisi Huang | CPPIB Asia Inc. | 2019–2022 |
| Yihui Liu | CPPIB Asia Inc. | 2019–2022 |
| Xinyue Wang | CPPIB Asia Inc. | 2019–2022 |