Xuelu Wang
王雪璐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xuelu Wang (王雪璐), a licensed Responsible Officer with CE reference AZX263. Currently licensed at 1 firm(s): Merrill Lynch (Asia Pacific) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 13.9 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2020-02-18 | present |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 - Advising on securities | 2020-02-18 | present |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 - Advising on corporate finance | 2020-02-18 | present |
| Merrill Lynch Far East Limited | RO | Type 1 - Dealing in securities | 2020-02-18 | 2024-02-26 |
| Merrill Lynch Far East Limited | RO | Type 4 - Advising on securities | 2020-02-18 | 2024-02-26 |
| Merrill Lynch Far East Limited | RO | Type 6 - Advising on corporate finance | 2020-02-18 | 2024-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-09-30 | 2020-02-18 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2015-09-30 | 2020-02-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2015-09-30 | 2020-02-18 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2015-09-30 | 2020-02-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2015-09-30 | 2020-02-18 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2015-09-30 | 2020-02-18 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-23 | 2015-08-22 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-07-23 | 2015-08-22 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-07-23 | 2015-08-22 |