Ka Yin Yiu
姚家燕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yin Yiu (姚家燕), a licensed former licensee with CE reference AZV597. This person has 7.6 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-07-14 | 2022-07-08 |
| CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2017-07-14 | 2022-07-08 |
| Pantheon Ventures (HK) LLP | Rep | Type 4 - Advising on securities | 2014-06-19 | 2015-04-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2012-07-30 | 2014-04-12 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2012-07-30 | 2014-04-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2012-07-30 | 2014-04-12 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2012-07-30 | 2014-04-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2012-07-30 | 2014-04-12 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2012-07-30 | 2014-04-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Yin Yiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.