Joshua Neil Rosenbaum
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joshua Neil Rosenbaum, a licensed former licensee with CE reference AZT692. This person has 1.6 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2012-06-28 | 2014-01-18 |