Hoe Kay Ho
何浩基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoe Kay Ho (何浩基), a licensed former licensee with CE reference AZR704. This person has 11.9 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-11-03 | 2024-10-09 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-11-03 | 2024-10-09 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
Rep | Type 9 - Asset management | 2022-11-03 | 2024-10-09 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 9 - Asset management | 2021-02-24 | 2022-10-14 |
| Innovest Securities Investment Limited 粵創證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2020-04-09 | 2022-07-01 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-04-09 | 2022-10-14 |
| Chung Lee Securities Company Limited 眾利股票有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-15 | 2020-02-08 |
| ZhongHua Finance Asset Management Co., Limited 中華金融資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-05-15 | 2020-02-08 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2019-05-04 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-03 | 2019-05-04 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2015-11-06 | 2019-05-04 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-02-02 | 2019-05-04 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-19 | 2017-10-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2014-09-19 | 2017-10-02 |
| iBest Consultants Limited | Rep | Type 1 - Dealing in securities | 2012-07-13 | 2014-08-23 |
| iBest Consultants Limited | Rep | Type 4 - Advising on securities | 2012-07-13 | 2014-08-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hoe Kay Ho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.