Cindy Chow
周文祺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cindy Chow (周文祺), a licensed former licensee with CE reference AZJ884. This person has 4.9 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-05-12 | 2018-02-26 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2014-05-12 | 2018-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2014-05-12 | 2018-02-26 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2014-05-12 | 2018-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2014-05-12 | 2018-02-26 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2014-05-12 | 2018-02-26 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-01-06 | 2014-04-05 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-05-25 | 2013-04-17 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Cindy Chow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Gary Kaki Mak | RHB Capital Hong Kong Limited | 2012–2013 |
| Xiaohong Mai | RHB Capital Hong Kong Limited | 2012–2013 |
| Conrad Siu Kong Cheng | RHB Capital Hong Kong Limited | 2012–2013 |
| Joseph Cho Yam Chang | RHB Capital Hong Kong Limited | 2012–2013 |
| William Wai Leung Wu | RHB Capital Hong Kong Limited | 2012–2013 |
| Steven Sheung Chi Wu | RHB Capital Hong Kong Limited | 2012–2013 |
| Tung Yuen Chan | RHB Capital Hong Kong Limited | 2012–2013 |
| Wing Pong Man | RHB Capital Hong Kong Limited | 2012–2013 |
| Kevin Kwan Ho Ng | RHB Capital Hong Kong Limited | 2012 |
| Wilson Wai Shun Ko | RHB Capital Hong Kong Limited | 2012 |
| Tsz Shing Wong | RHB Capital Hong Kong Limited | 2013 |
| Man Ching Leung | RHB Capital Hong Kong Limited | 2013 |