Yue Pan
潘月
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yue Pan (潘月), a licensed former licensee with CE reference AZJ496. This person has 2.5 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kerogen Capital (Asia) Limited | Rep | Type 4 - Advising on securities | 2013-08-01 | 2015-02-25 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2012-04-30 | 2013-04-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2012-04-30 | 2013-04-13 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Yue Pan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Evan Wai Man Chen | Kerogen Capital (Asia) Limited | 2013–2015 |
| Jason Aun Minn Cheng | Kerogen Capital (Asia) Limited | 2013–2015 |
| Leonard Kar Yui Tao | Kerogen Capital (Asia) Limited | 2013–2015 |
| Ross Yue Hin Chiu | Kerogen Capital (Asia) Limited | 2013–2015 |
| Roberta Wong | Kerogen Capital (Asia) Limited | 2013–2015 |
| Anthony Philip Jackson | Kerogen Capital (Asia) Limited | 2013–2015 |
| Rebecca Yuan Wu | Kerogen Capital (Asia) Limited | 2013–2015 |
| Julian Robert Steven Ball | Kerogen Capital (Asia) Limited | 2013–2015 |
| Ivor Raymond Orchard | Kerogen Capital (Asia) Limited | 2013–2015 |
| Anish Nagin Patel | Kerogen Capital (Asia) Limited | 2013–2015 |
| Ali Sharifi | Kerogen Capital (Asia) Limited | 2013–2015 |
| Celia Julie Salomon Miklavec | Kerogen Capital (Asia) Limited | 2014–2015 |