Bo Dai
代波
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bo Dai (代波), a licensed former licensee with CE reference AZG279. This person has 12.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-09-21 | 2024-07-24 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2016-08-11 | 2024-07-24 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2016-08-11 | 2024-07-24 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-04-13 | 2016-08-11 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-04-13 | 2016-08-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Bo Dai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.