Oscar Siu Kit Lai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Oscar Siu Kit Lai (黎少傑), a licensed Representative with CE reference AZC811. Currently licensed at 1 firm(s): Mizuho Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 4.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2024-01-05 | present |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2024-01-05 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-04-11 | 2023-10-17 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-04-11 | 2023-10-17 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-02-21 | 2013-10-01 |
| Pinpoint Asset Management Limited 保銀資產管理有限公司 |
Rep | Type 9 - Asset management | 2012-03-12 | 2012-06-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Oscar Siu Kit Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.