Guowen Chen
陳國文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guowen Chen (陳國文), a licensed former licensee with CE reference AZA682. This person has 5.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-02-03 | 2017-03-31 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-02-03 | 2017-03-31 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-01-09 | 2016-01-29 |
| ICBC International Research Limited 工銀國際證券研究有限公司 |
Rep | Type 4 - Advising on securities | 2012-02-22 | 2016-01-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Guowen Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.