David Alexander Neligan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Alexander Neligan, a licensed former licensee with CE reference AYU289. This person has 4.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2016-02-12 | 2017-01-21 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2016-01-04 | 2017-01-21 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 - Dealing in securities | 2012-01-10 | 2015-02-28 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 - Providing automated trading services | 2012-01-10 | 2015-02-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Alexander Neligan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.