Diego Kalaw Cuenca
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Diego Kalaw Cuenca, a licensed former licensee with CE reference AYT933. This person has 2.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ALPS Capital Management Limited | Rep | Type 4 - Advising on securities | 2012-01-10 | 2014-02-01 |
| ALPS Capital Management Limited | Rep | Type 9 - Asset management | 2012-01-10 | 2014-02-01 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Diego Kalaw Cuenca during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Amy Sau Mai Ip | ALPS Capital Management Limited | 2012–2014 |
| Yee Nam Lee | ALPS Capital Management Limited | 2012–2014 |
| Winnie Chan | ALPS Capital Management Limited | 2012–2014 |
| Karen Kwok Yan Chui | ALPS Capital Management Limited | 2012–2014 |
| Rebecca Cheuk Ying Ng | ALPS Capital Management Limited | 2012–2014 |
| Audrey Wang | ALPS Capital Management Limited | 2012–2014 |
| Jacky Wai Man Chan | ALPS Capital Management Limited | 2012–2014 |
| Kwok Wai Leung | ALPS Capital Management Limited | 2012–2014 |
| Benjamin Ka How Lo | ALPS Capital Management Limited | 2013–2014 |
| Kalina Shaw Tsang-Jia King | ALPS Capital Management Limited | 2012 |
| Ka Wai Kenneth Tam | ALPS Capital Management Limited | 2014 |