Soryo Lee

李小麗
CE No. AYS244 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Soryo Lee (李小麗), a licensed Representative with CE reference AYS244. Currently licensed at 1 firm(s): EQT Partners Capital Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 7.1 years of SFC licence history. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
EQT Partners Capital Limited
殷拓資本有限公司
Rep Type 1 - Dealing in securities 2023-03-01 present
EQT Partners Asia Limited Rep Type 1 - Dealing in securities 2021-12-17 2023-02-28
EQT Partners Asia Limited Rep Type 4 - Advising on securities 2021-12-17 2023-02-28
J.P. Morgan Securities (Far East) Limited Rep Type 1 - Dealing in securities 2012-01-13 2014-03-31
J.P. Morgan Securities (Far East) Limited Rep Type 4 - Advising on securities 2012-01-13 2014-03-31
J.P. Morgan Securities (Far East) Limited Rep Type 6 - Advising on corporate finance 2012-01-13 2014-03-31

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