Seth Thomas Sunderland

CE No. AYR649 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Seth Thomas Sunderland, a licensed former licensee with CE reference AYR649. This person has 5.7 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
UBS Securities Hong Kong Limited Rep Type 6 - Advising on corporate finance 2016-12-19 2018-02-08
UBS Securities Hong Kong Limited Rep Type 6 - Advising on corporate finance 2012-06-07 2016-12-18

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