Yao Liu
劉堯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yao Liu (劉堯), a licensed former licensee with CE reference AYQ820. This person has 3.5 years of SFC licence history. Total licence records on file: 3.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RED Capital Group Limited 瑞德資本集團有限公司 |
RO | Type 4 - Advising on securities | 2014-09-03 | 2016-04-01 |
| RED Capital Group Limited 瑞德資本集團有限公司 |
RO | Type 6 - Advising on corporate finance | 2014-09-03 | 2016-04-01 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2012-06-07 | 2014-05-06 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Yao Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ming Tak Ngai | RED Capital Group Limited | 2014–2016 |
| Michael I-Chun Chen | RED Capital Group Limited | 2014–2016 |
| Siwei Ma | RED Capital Group Limited | 2014–2016 |
| Chun Hong Sin | RED Capital Group Limited | 2014–2016 |
| Jie Wu | RED Capital Group Limited | 2014–2016 |
| Qing Wang | RED Capital Group Limited | 2014–2016 |
| Yim King Man | RED Capital Group Limited | 2014–2016 |
| Lin Yuan | RED Capital Group Limited | 2014–2016 |
| Brata Yudha | RED Capital Group Limited | 2015–2016 |
| Keen Ming Yung | RED Capital Group Limited | 2015–2016 |