Xiaomin Zhu
朱曉敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaomin Zhu (朱曉敏), a licensed former licensee with CE reference AYQ743. This person has 2.9 years of SFC licence history. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kiu Hung Capital Company Limited 僑雄資本有限公司 |
RO | Type 1 - Dealing in securities | 2015-10-23 | 2016-04-23 |
| Kiu Hung Capital Company Limited 僑雄資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-10-23 | 2016-04-23 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-03-05 | 2014-08-01 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaomin Zhu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Tien Ian Long | Kiu Hung Capital Company Limited | 2015–2016 |
| Cherry Pung Yet Yu | Kiu Hung Capital Company Limited | 2015–2016 |