Simon Shun Hei Kwok
郭信熙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Shun Hei Kwok (郭信熙), a licensed former licensee with CE reference AYO398. This person has 10.5 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-15 | 2022-06-01 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-01-22 | 2022-06-01 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-11-18 | 2022-06-01 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 9 - Asset management | 2015-11-18 | 2022-06-01 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-12-02 | 2015-11-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Simon Shun Hei Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.