Sze Ming Ng
吳絲銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Ming Ng (吳絲銘), a licensed former licensee with CE reference AYJ797. This person has 3.6 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-03-14 | 2015-06-15 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-11-07 | 2015-06-15 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-11-07 | 2013-02-15 |