Wai Kiu Lo
羅暐喬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kiu Lo (羅暐喬), a licensed former licensee with CE reference AYI485. This person has 5.7 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wealthy Securities Limited 永裕證劵有限公司 |
Rep | Type 1 - Dealing in securities | 2017-12-22 | 2020-08-28 |
| Wealthy Securities Limited 永裕證劵有限公司 |
Rep | Type 4 - Advising on securities | 2017-12-22 | 2020-08-28 |
| Wealthy Securities Limited 永裕證劵有限公司 |
Rep | Type 9 - Asset management | 2017-12-22 | 2020-08-28 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-02 | 2017-12-09 |
| Orient Securities Limited 東方匯財證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-05-02 | 2012-09-18 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-07 | 2012-03-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Kiu Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.