Vickie Ming Ki Lau
劉明琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vickie Ming Ki Lau (劉明琪), a licensed Responsible Officer with CE reference AYE811. Currently licensed at 1 firm(s): 919 INVESTMENT LIMITED. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.5 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| 919 INVESTMENT LIMITED 919投資有限公司 |
RO | Type 4 - Advising on securities | 2024-11-12 | present |
| 919 INVESTMENT LIMITED 919投資有限公司 |
RO | Type 9 - Asset management | 2024-11-12 | present |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
RO | Type 9 - Asset management | 2017-04-11 | 2024-10-31 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-01 | 2024-10-31 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
Rep | Type 9 - Asset management | 2015-03-24 | 2017-04-11 |
| Formax Asset Management Limited 福億資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-07-29 | 2015-03-06 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-05-07 | 2014-07-15 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
Rep | Type 9 - Asset management | 2013-12-09 | 2014-04-17 |
| Blossomhill Investment Limited 豐碩投資有限公司 |
Rep | Type 9 - Asset management | 2011-10-24 | 2013-11-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Vickie Ming Ki Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.