Choi Wan Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Choi Wan Lam (林彩雲), a licensed Representative with CE reference AXZ195. Currently licensed at 2 firm(s): Guoyuan Securities Brokerage (Hong Kong) Limited, Guoyuan Capital (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 14.3 years of SFC licence history. Total licence records on file: 21.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2026-04-22 | present |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-04-22 | present |
| Chiyu International Capital Limited 集友國際資本有限公司 |
RO | Type 1 - Dealing in securities | 2022-12-23 | 2026-03-31 |
| Chiyu International Capital Limited 集友國際資本有限公司 |
RO | Type 4 - Advising on securities | 2022-12-23 | 2026-03-31 |
| Chiyu International Capital Limited 集友國際資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2022-12-23 | 2026-03-31 |
| Chiyu International Capital Limited 集友國際資本有限公司 |
Rep | Type 1 - Dealing in securities | 2022-12-05 | 2022-12-23 |
| Chiyu International Capital Limited 集友國際資本有限公司 |
Rep | Type 4 - Advising on securities | 2022-12-05 | 2022-12-23 |
| Chiyu International Capital Limited 集友國際資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-12-05 | 2022-12-23 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
RO | Type 1 - Dealing in securities | 2020-05-27 | 2022-07-01 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
RO | Type 1 - Dealing in securities | 2020-05-27 | 2022-07-01 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2020-03-16 | 2020-05-27 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2020-03-16 | 2020-05-27 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 4 - Advising on securities | 2020-03-16 | 2022-07-01 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-03-16 | 2022-07-01 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-01-05 | 2020-02-09 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-28 | 2020-02-09 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-11-28 | 2020-02-09 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-30 | 2016-10-26 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-30 | 2016-10-26 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 4 - Advising on securities | 2011-08-30 | 2016-10-26 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-08-30 | 2016-10-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Choi Wan Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.