Kwun Wang Yip
葉冠宏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwun Wang Yip (葉冠宏), a licensed former licensee with CE reference AXY632. This person has 11.3 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AJ SECURITIES LIMITED 安捷證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-05-18 | 2023-05-05 |
| AJ SECURITIES LIMITED 安捷證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-05-13 | 2023-05-05 |
| AJ Futures Limited 安捷期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-05-13 | 2023-05-05 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-02-26 | 2020-04-03 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-02-12 | 2020-04-03 |
| Tian Yuan Finance (Index Trading) Limited 天元金融(期貨)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-11-25 | 2019-11-29 |
| Tian Yuan Finance Limited 天元金融有限公司 |
Rep | Type 4 - Advising on securities | 2016-03-31 | 2019-11-29 |
| Tian Yuan Finance Limited 天元金融有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-24 | 2019-11-29 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-03-27 | 2015-12-10 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-29 | 2015-12-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwun Wang Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chi Hang Chan | Tian Yuan Finance Limited | 2015–2019 |
| Hao Chen | AJ Futures Limited | 2020–2023 |
| Hin Pan Tsang | AJ Futures Limited | 2020–2023 |
| Luyin Wu | AJ Futures Limited | 2020–2023 |
| Tsz Chun Hui | Tian Yuan Finance Limited | 2016–2019 |
| Sing Chi Liu | Tian Yuan Finance Limited | 2016–2019 |
| Jingchen Tang | AJ Futures Limited | 2020–2022 |
| Wan Yuk Lam | Tian Yuan Finance Limited | 2016–2018 |
| Kam Wah Lui | AJ Futures Limited | 2021–2022 |
| Siu Man Cheung | Tian Yuan Finance Limited | 2015–2019 |
| Xiaofan Wu | Tian Yuan Finance Limited | 2016–2018 |
| Polly Yim Ping Lau | Tian Yuan Finance Limited | 2016–2019 |
| Wang Fung Yeung | Tian Yuan Finance Limited | 2016–2019 |
| Chong Hing Chan | Tian Yuan Finance Limited | 2016–2019 |
| Mu Song | AJ SECURITIES LIMITED | 2020–2023 |
| Ching Yat Yu | AJ SECURITIES LIMITED | 2020–2023 |
| Chui Chi Ma | Tian Yuan Finance Limited | 2016–2019 |
| Man Tung | Tian Yuan Finance Limited | 2016–2019 |
| Xiangtian Bi | Tian Yuan Finance (Index Trading) Limited | 2017–2018 |
| Kai Ah Tung | Tian Yuan Finance Limited | 2016–2019 |