Martin Kin Yeung Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Martin Kin Yeung Lau (劉健洋), a licensed Responsible Officer with CE reference AXX232. Currently licensed at 2 firm(s): Principal Asset Management Company (Asia) Limited, Principal Trust Company (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 13 - Providing depositary services for relevant CISs. This person has 2.7 years of SFC licence history. Total licence records on file: 5.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2025-07-15 | present |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2025-07-15 | present |
| Principal Trust Company (Asia) Limited 信安信託(亞洲)有限公司 |
RO | Type 13 - Providing depositary services for relevant CIS | 2024-10-02 | present |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-22 | 2012-06-16 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-08-22 | 2012-06-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Martin Kin Yeung Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.