Si Chen
陳司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Si Chen (陳司), a licensed Representative with CE reference AXX171. Currently licensed at 1 firm(s): CLSA Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 1.1 years of SFC licence history. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-09-18 | present |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-17 | 2012-08-20 |