Yanmei Liu
劉艷梅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yanmei Liu (劉艷梅), a licensed former licensee with CE reference AXR042. This person has 8.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS SDIC Asset Management (Hong Kong) Company Limited 國投瑞銀資產管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2014-04-04 | 2020-07-02 |
| UBS SDIC Asset Management (Hong Kong) Company Limited 國投瑞銀資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2011-10-11 | 2020-07-02 |
| UBS SDIC Asset Management (Hong Kong) Company Limited 國投瑞銀資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2011-10-11 | 2020-07-02 |
Worked alongside
The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Yanmei Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.