Yuan Li

李原
CE No. AXQ330 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuan Li (李原), a licensed former licensee with CE reference AXQ330. This person has 2.8 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
CLSA Limited
中信里昂證券有限公司		 Rep Type 4 - Advising on securities 2012-12-24 2014-05-02
CLSA Research Limited
里昂證券投資研究有限公司		 Rep Type 4 - Advising on securities 2011-07-27 2012-12-24

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuan Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Shaun Donald Cochran CLSA Research Limited 2011–2012
Yong Ho Chung CLSA Research Limited 2011–2012
Sarina Lesmina CLSA Research Limited 2011–2012
Oliver James Gray Matthew CLSA Research Limited 2011–2012
Nigel Peter Muston CLSA Research Limited 2011–2012
Yew Kiang Wong CLSA Research Limited 2011–2012
Xiaopo Wei CLSA Research Limited 2011–2012
Qianqian Chen CLSA Research Limited 2011–2012
Rajesh Panjwani CLSA Research Limited 2011–2012
Edmund Hugh Bradley CLSA Research Limited 2011–2012
Shrikant Baburao Kale CLSA Research Limited 2011–2012
Vivek Maheshwari CLSA Research Limited 2011–2012
Oliver Martin Campbell CLSA Research Limited 2011–2012
Zibo Chen CLSA Research Limited 2011–2012
Zachary Charles Gill CLSA Research Limited 2011–2012
Paul Conor McKenzie CLSA Research Limited 2011–2012
James Willock Paterson CLSA Research Limited 2011–2012
Simon Philip Powell CLSA Research Limited 2011–2012
Paul Po Wing Wan CLSA Research Limited 2011–2012
Zhong Yang Wang CLSA Research Limited 2011–2012
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