Colin Scott McLaren
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Colin Scott McLaren, a licensed former licensee with CE reference AXK985. This person has 8.2 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brown Brothers Harriman (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2012-09-05 | 2019-08-31 |
| Brown Brothers Harriman (Hong Kong) Limited | RO | Type 3 - Leveraged foreign exchange trading | 2012-09-05 | 2019-08-31 |
| Brown Brothers Harriman (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2012-09-05 | 2014-07-03 |
| Brown Brothers Harriman (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2011-06-28 | 2012-09-05 |
| Brown Brothers Harriman (Hong Kong) Limited | Rep | Type 3 - Leveraged foreign exchange trading | 2011-06-28 | 2012-09-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Colin Scott McLaren during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.