Ka Tung Kwan
關家棟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Tung Kwan (關家棟), a licensed former licensee with CE reference AXH174. This person has 3.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-12 | 2014-09-25 |
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-08-12 | 2014-09-25 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-05-17 | 2013-07-31 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2011-05-17 | 2013-07-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Tung Kwan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.