Stephen John Temple
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen John Temple ( ), a licensed former licensee with CE reference AXC702. This person has 1.7 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asia Mezzanine Capital Advisers Limited |
RO | Type 4 - Advising on securities | 2011-06-17 | 2013-02-28 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephen John Temple during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Joseph William The Third Ferrigno | Asia Mezzanine Capital Advisers Limited | 2011–2013 |
| Michael Man Toa Li | Asia Mezzanine Capital Advisers Limited | 2012–2013 |
| Patrick Chiu Yin Wong | Asia Mezzanine Capital Advisers Limited | 2012–2013 |