Joseph William The Third Ferrigno
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph William The Third Ferrigno, a licensed former licensee with CE reference AEU203. This person has 2.1 years of SFC licence history. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asia Mezzanine Capital Advisers Limited | RO | Type 4 - Advising on securities | 2011-06-17 | 2013-07-26 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Joseph William The Third Ferrigno during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Stephen John Temple | Asia Mezzanine Capital Advisers Limited | 2011–2013 |
| Michael Man Toa Li | Asia Mezzanine Capital Advisers Limited | 2012–2013 |
| Patrick Chiu Yin Wong | Asia Mezzanine Capital Advisers Limited | 2012–2013 |