Diago Rodrigues

CE No. AXC529 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Diago Rodrigues, a licensed former licensee with CE reference AXC529. This person has 2.7 years of SFC licence history. Total licence records on file: 2.

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Licence history

FirmRoleRegulated activityFromTo
IIFL Private Wealth Hong Kong Limited RO Type 1 - Dealing in securities 2012-04-13 2014-12-12
IIFL Private Wealth Hong Kong Limited RO Type 4 - Advising on securities 2012-04-13 2014-12-12

Worked alongside

The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Diago Rodrigues during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Amit Nitin Shah IIFL Private Wealth Hong Kong Limited 2012–2014
Meer Pratap Thakker IIFL Private Wealth Hong Kong Limited 2013–2014
Dhiraj Chainrai IIFL Private Wealth Hong Kong Limited 2013
Rakesh Nandlal Asrani IIFL Private Wealth Hong Kong Limited 2014
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