Diago Rodrigues
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Diago Rodrigues, a licensed former licensee with CE reference AXC529. This person has 2.7 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| IIFL Private Wealth Hong Kong Limited | RO | Type 1 - Dealing in securities | 2012-04-13 | 2014-12-12 |
| IIFL Private Wealth Hong Kong Limited | RO | Type 4 - Advising on securities | 2012-04-13 | 2014-12-12 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Diago Rodrigues during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Amit Nitin Shah | IIFL Private Wealth Hong Kong Limited | 2012–2014 |
| Meer Pratap Thakker | IIFL Private Wealth Hong Kong Limited | 2013–2014 |
| Dhiraj Chainrai | IIFL Private Wealth Hong Kong Limited | 2013 |
| Rakesh Nandlal Asrani | IIFL Private Wealth Hong Kong Limited | 2014 |