Ning Liu

劉宁
CE No. AWU392 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ning Liu (劉宁), a licensed former licensee with CE reference AWU392. This person has 0.3 years of SFC licence history. Total licence records on file: 1.

Information

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Licence history

FirmRoleRegulated activityFromTo
Prudential Brokerage Limited
信誠證券有限公司		 Rep Type 1 - Dealing in securities 2011-03-03 2011-06-16

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ning Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Ming Cere Lee Prudential Brokerage Limited 2011
Wai Kei Ng Prudential Brokerage Limited 2011
Chi Keung Yim Prudential Brokerage Limited 2011
Chi Wai Yiu Prudential Brokerage Limited 2011
Horace Hoi Hung Wong Prudential Brokerage Limited 2011
Nan Chen Prudential Brokerage Limited 2011
Peter Chun Shing Chan Prudential Brokerage Limited 2011
Bernice Siu Chui Chan Prudential Brokerage Limited 2011
Wai Hing Cheuk Prudential Brokerage Limited 2011
Shuk Ping Ching Prudential Brokerage Limited 2011
Ka Hei Hui Prudential Brokerage Limited 2011
Soshila Keswani Prudential Brokerage Limited 2011
Ho Wah Lam Prudential Brokerage Limited 2011
Ka Lai Lam Prudential Brokerage Limited 2011
Kong Wah Lam Prudential Brokerage Limited 2011
Hon Yiu Lau Prudential Brokerage Limited 2011
Kwok Ming Lau Prudential Brokerage Limited 2011
Wing Kai Lee Prudential Brokerage Limited 2011
Man Chong Li Prudential Brokerage Limited 2011
Siu Kwai Li Prudential Brokerage Limited 2011
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