Carlos Lai
黎嘉樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carlos Lai (黎嘉樂), a licensed former licensee with CE reference AWU252. This person has 1.1 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-03-09 | 2012-04-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Carlos Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.