James Allan Sefton

CE No. AWT988 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Allan Sefton, a licensed former licensee with CE reference AWT988. This person has 1.5 years of SFC licence history. Total licence records on file: 1.

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Licence history

FirmRoleRegulated activityFromTo
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2011-02-21 2012-08-04

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